• Peer Review Board

  • Guidelines for Company Secretary in Practice

  • Secretarial Audit

  • PCS Awareness Series

  • Compliance Software

  • Miscellaneous

Guidelines for Company Secretary in Practice

ICSI (Management and Development of Company secretaries in Practice) Guidelines, 2023


a. PCS Orientation Programme
b. Firm Management
c. Service Areas for Company Secretary in Practice
d. Branding and Development of the Profession
e. Guidance on Scale and Manner of Determination of Fees for Professional Services

Guidelines for Peer Review of Attestation Services by the Practicing Company Secretaries

Grant of Certificate of Practice

Secretarial Audit

ICSI Auditing Standards

Guidance Note on ICSI Auditing Standards

Guidance Note on Secretarial Audit – Release 1.4

Advisory on “ANNEXURE” to Secretarial Audit Report (Qualified/Non-Qualified)

Advisory for ensuring Compliance under Reg. 39(4) and Schedule VI OF SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015

Mandatory Peer review for Certification and Audit Services

Communication to members dated 22nd December, 2014

Communication to members dated 15th May, 2015

PCS Awareness Series

Awareness Series- ICSI (UDIN) Guidelines, 2019

Awareness Series -1 “Secretarial Audit Report”

Awareness Series -2 “Form No. MGT- 8”

Awareness Series -3 “E-Form No. MGT- 7”

Compliance Software for Practicing Company Secretaries

Convert 2 XBRL Software Solution for Practicing Company Secretaries

Miscellaneous

Guidance to members in practice to carry out Professional Assignments

LIST OF SERVICES REQUIRING COMMUNICATION TO THE PREVIOUS INCUMBENT AND SAMPLE FORMAT

Suggestive format for Due Diligence Report pursuant to Regulation 10 (3) of the SEBI (Delisting of Equity Shares) Regulations, 2021

Suggested format for Compliance Certificate pursuant to Circular no. SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/655 dated 3rd November, 2021 as amended by Circular no. SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/687 dated 14th December 2021

Format for Certificate of Compliance to be issued to RTA

Suggested Format : Compliance Certificate (Pursuant to Regulation 163(2), Part III of Chapter V of the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018

Suggested format pursuant to Regulation 8(5) of the International Financial Services Centres Authority (Insurance Web Aggregator) Regulations, 2022

Suggested format pursuant to Regulation 13(6) of the International Financial Services Centres Authority (Insurance Intermediary) Regulations, 2021

Suggested Format for Certificate of Compliance under Form – B of the IFSCA (Insurance Intermediary) Regulations, 2021

Suggested Format for Certification of Compliance of Ceiling on Business from Single Client under Regulation 22 of the IFSCA (Insurance Intermediary) Regulations, 2021

Suggested Format for Certificate of Compliance under Form - B of the IFSCA (Registration of Insurance Business) Regulations, 2021

Suggested Format for Certificate of Compliance under Form - C of the IFSCA (Registration of Insurance Business) Regulations, 2021

Suggested Format for Certificate of Compliance under Form – B of the IFSCA (Insurance Web Aggregator) Regulations, 2022